Unregistered Firms & Enforcement Watch
Information published by Japan's Local Finance Bureaus and Financial Services Agency is organized here into two categories: administrative actions against registered financial instruments business operators, and information on unregistered firms. Both are collected mechanically and comprehensively from public authority disclosures, without arbitrary selection. Our primary sources are listed on the Data Sources page.
Registered Firms — Administrative Actions
Administrative actions (business improvement orders, business suspension orders, registration revocations, etc.) against registered financial instruments business operators, published by Japan's Local Finance Bureaus and FSA.
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Public information on unregistered financial firms (warning notices, etc.) published by Japan's Financial Services Agency.
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- The information on this site is reference information based on materials published by Japanese public authorities (such as the Financial Services Agency and Local Finance Bureaus) and generally known information. It does not constitute a definitive assessment of any specific individual or organization, and it does not recommend or solicit the purchase, sale, or any other transaction of any specific investment product or service.
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