Trends in Enforcement Statistics
Aggregated statistics — by year, category, and issuing authority — for the 337 cases currently listed under "Registered Firms — Administrative Actions" and "Unregistered Firms" on this site.
The scope of this page is limited to cases already listed on this site, not the full universe of published enforcement actions. As this site has recently launched, cases are still being added as review is completed, so the total (337) is currently small. The trends shown here will change as more cases are added. This page does not claim to be statistically representative; it is published as part of our commitment to transparency about the site's content.
Cases by Year
Cases by Category
Cases by Issuing Authority
About This Site
- The information on this site is reference information based on materials published by Japanese public authorities (such as the Financial Services Agency and Local Finance Bureaus) and generally known information. It does not constitute a definitive assessment of any specific individual or organization, and it does not recommend or solicit the purchase, sale, or any other transaction of any specific investment product or service.
- This site is operated by Trilogy Inc. (Registration No. 372, Kinki Local Finance Bureau; member of the Japan Investment Advisers Association) as part of its investor protection and investor education activities. Viewing or using this site does not require, and is not conditioned on, enrollment in any of Trilogy Inc.'s paid advisory services, and there is no charge to browse this site.
- Requests for correction or removal of content, or objections or comments from any party referenced in an article, should be directed to the contact listed in our Correction & Takedown Policy. We will review the content and respond promptly.